- Author(s): Bare Act
- Edition: Current Year
- Approx. Pages 302 + Content
- Format Paperback
- Delivery Time Normally 7-9 working days
The Securities and Exchange Board of India
(Issue of Capital and Disclosure Requirements)
Regulations, 2009 as amended by
(Fourth amendment) Regulations, 2016
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Contents
Amendments to the Securities and Exchange Board of India Act, 1992 (15 of 1992)
by the Securities Laws (Amendment) Act, 2014 (27 of 2014)
Chapter I - Preliminary
Chapter II - Establishment of the Securities and Exchange Board of India
Chapter III - Transfer of Assets, Liabilities, etc., of the existing Securities and Exchange
Board to the Board
Chapter IV - Powers and Functions of the Board
Chapter V - Registration Certificate
Chapter VA - Prohibition of Manipulative and Deceptive Devices, Insider Trading
and Substantial Acquisition of Securities or Control
Chapter VI - Finance, Accounts and Audit
Chapter VIA - Penalties and Adjudications
Chapter VIB - Establishment, Jurisdiction, Authority and Procedure of Appellate Tribunal
Chapter VII - Miscellaneous
THE SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE OF CAPITAL AND DISCLOSURE
REQUIREMENTS) REGULATIONS, 2009
Chapter I - Preliminary
Chapter II - Common Conditions for Public Issues and Rights Issues
Chapter III - Provisions as to Public Issue
Part I : Eligibility Requirements
Part II : Pricing in Public Issue
Part III : Promoters Contribution
Part IV : Restriction on Transferability (Lock-In) of Promoters' Contribution, Etc.
Part V : Minimum Offer to Public, Reservations, Etc
Chapter IV - Right Issue
Chapter V - Manner of Disclosures in the Offer Documents
Chapter VI - General Obligations of Issuer and Intermediaries with Respect to Public
Issue and Right Issue
Chapter VIA - Conditions and Manner of Providing Exit Opportunity to Dissenting Shareholders
Chapter VII - Preferential Issue
Chapter VIII - Qualified Institutions Placement
Chapter VIIIA - Institutional Placement Programme
Chapter IX - Bonus Issue
Chapter X - Issue of Indian Depository Receipts
Chapter XA - Rights Issue of Indian Depository Receipts
Chapter XB - Issue of Specified Securities by Small and Medium Enterprises
Chapter XC - Listing and Issue of Capital by Small and Medium Enterprises on Institutional
Trading Platform without Initial Public Offering
Chapter XI - Listing of Securities on Stock Exchanges
Chapter XII - Miscellaneous
Schedule I – XXI
Form A - H
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