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Description
A Compendium of Acts/Rules/Circulars/Master Circular on SEBI & Securities Law
► Annotated text of SEBI Act 1992/Securities Contracts (Regulation) Act 1956
► Annotated text of SEBI (Issue of Capital and Disclosure Requirements) Regulations 2018
► Annotated and Updated Acts/Rules/Regulations/Circulars/Master Circular Pertaining to
Accredited Investors
Alternative Investment Funds
Bankers to an Issue
Bilateral Netting of Qualified Financial Contract
Buy-Back of Securities
Certification of Associated Persons in Securities Market
Collective Investment Scheme
Credit Rating Agency
Custodian
Debenture Trustee
Debt Securities/Commercial Papers – Issue and Listing of
Delisting of Securities
Depositories
► Circulars are duly amended
► Circulars amending/ Clarifying the primary circular are given together to give a complete picture
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Contents
Volume 1
Division 1 - SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009
Division 2 - SEBI Act, 1992
Division 3 - Securities Contracts (Regulation) Act, 1956 with Rules/Regulations
Division 4 - SEBI Rules, Regulations and Guidelines
4.1 Accredited Investors
4.2 Alternative Investment Funds
4.3 Bankers to an Issue
4.4 Buy-back of Securities
4.5 Certification of Associated Persons in Securities Markets
4.6 Collective Investment Scheme
4.7 Corporate Bonds
4.8 Credit Rating Agency
4.9 Custodian
4.10 Debenture Trustees
4.11 Debt Securities - Issue and Listing of
4.12 Delisting of Securities
4.13 Depositories
4.14 Depository Receipts Scheme, 2014
Volume 2
4.15 Derivatives
4.16 Development Financial Institutions
4.17 Disclosure Standards for Corp-orates
4.18 Employee Stock Option
4.19 EURO Issue and Other Guidelines
4.20 Financial Market Infractures
4.21 Foreign Portfolio Investors/Foreign Venture Capital Investors
4.22 Forward Contracts/Commodity Derivatives
4.23 Informal Guidance
4.24 Infrastructure Investment Trusts
4.25 Insider Trading, Prohibition of
4.26 Intermediaries
4.27 International Financial Services Centers
4.28 Investment Advisers
4.29 Investor Protection
4.30 Interest Liability Regularization
4.31 Know your Client Registration Agency & Know your Client
4.32 Lead Managers
4.33 Market Makers
4.34 Merchant Bankers
4.35 Money Laundering
4.36 Mutual Funds
4.37 Non-Convertible Redeemable Preference Shares, Issues and Listing of
4.38 Offer Documents
4.39 Ombudsman
4.40 Portfolio Manager
4.41 Public Offer and Listing of Securitized Debt Instruments
Volume 3
4.42 Real Estate Investment Trusts
4.43 Registrar to an Issue/Share Transfer Agents
4.44 Research Analysis
4.45 SEBI Nominee Directors
4.46 Securities Appellate Tribunal
4.47 Securities Lending & Borrowing
4.48 Securities Transaction Tax
4.49 Self Regulatory Organization
4.50 Settlement of Administrative and Civil Proceedings
4.51 Stock Broker/Sub-Broker and Stock Exchanges
4.52 Takeover Regulations
4.53 Underwriters
4.54 Unfair Trade Practices
4.55 Vanishing Companies
4.56 Other Rules & Regulations
4.57 Applications Supported by Blocked Amount Process (ASBA)
4.58 Vault Manager
4.59 Other Rules and Regulations
4.60 Applications Supported by Blocked amount Process
Division 5 - Listing Obligations and Disclosure Requirements
ALLIED RULES / REGULATIONS
LIST OF CIRCULARS AND NOTIFICATIONS FROM 1992 TO 2023
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