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Description
This workbook has been developed to assist candids in preparing for the National Institute of Securities Markets (NISM) Certification Examination for Mutual Fund Distributors. NISM-Series-V-A: Mal Fund Distributors Certification Examination seeks to create a com minimum knowledge benchmark for all persons involved in selling and distributing mutual funds including individual Mutual Fund Distributors, employees of organizations engaged in sales and distribution of Mutual Fun employees of Asset NIAMS Management Companies specially persons engaged sales and distribution of Mutual Funds The book covers all important topics to enhance the city of sales, distribution and related support services in the mutual fund industry. It covers topics related to the basics of mutual funds, their role and structure, different kinds of mutual fund 4 mes and their features, accounting, valuation and taxation aspects underlying mutual funds w their distribution. This course teaches financial planning as an approach to investing in mutual funds, and an aid for advisors to develop long term relationships with their clients. The book so discusses the concept of scheme evaluation, recommendation of suitable products and services to investors and prospective investors.
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Table of Contents
Chapter 1 : Investment Landscape
Chapter 2 : Concept and Role of a Mutual Fund
Chapter 3 : Legal Structure of Mutual Fund in India
Chapter 4 : Legal and Regulatory Framework
Chapter 5 : Scheme Related Information
Chapter 6 : Fund Distribution and Channel Management Practices
Chapter 7 : Net Asset Value, total Expense Ratio and Pricing of Units
Chapter 8 : Taxation
Chapter 9 : Investors Services
Chapter 10 : Risk, Return and Performance of Funds
Chapter 11 : Mutual Fund Scheme Performance
Chapter 12 : Mutual Fund Scheme Selection
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Author Details
NISM, National Institute of Securities Markets | An Educational Initiative of SEBI NISM is a leading provider of high-end professional education, certifications, training and research in financial markets. NISM Certification programs aim to enhance the quality and standards of professionals employees in various segments of financial services sector. NISMs School of Certification of Intermediaries (SCI) develops and conducts certification examinations and Continuous Professional Education (CPE) programs that aim to ensure that professional meet the defined minimum common knowledge benchmark for various critical market functions like:
Mutual Funds
Equities
Derivatives
Securities Operations
Compliance
Research Analysis
Investment Advice
These Certifications and CPE Programs are being developed and administered by NISM as mandated under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Market) Regulations, 2007. The Certifications creates quality market professionals and catalyzes greater investor participating in the markets. Certifications also provides structured career paths to students and job aspirants in the securities market.