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Compiler on Securities Laws and Capital Markets (Questions and Answers - CS Executive - New Syllabus) EP-6

Compiler on Securities Laws and Capital Markets (Questions and Answers - CS Executive - New Syllabus) EP-6

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Updated as per the Law and Provisions Currently Prevailing
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Contents
Part I : Securities Laws

1.    Securities Contracts (Regulations) Act, 1956
2.    Securities and Exchange Board of India Act, 1992
3.    Depositories Act, 1956
4.    An Overview of SEBI (ICDR) Regulations, 2018
5.    An Overview of SEBI (LODR) Regulations, 2015
6.    An Overview of SEBI (SAST) Regulations, 2011
7.    SEBI (Buy-Back of Securities) Regulations, 1998
8.    SEBI (Delisting of Equity Shares) Regulations, 2009
9.    An Overview of SEBI (Share Based Employee Benefits) Regulations, 2014
10.  An Overview of SEBI (Issue of Sweat Equity) Regulations, 2002
11.  SEBI (Prohibition of Insider Trading) Regulations, 2015
12.  Mutual Funds
13.  Collective Investment Schemes
14.  SEBI (Ombudsman) Regulations, 2003
Part II : Capital Market and Intermediaries
15.  Structure of Capital Market
16.  Securities Market Intermediaries
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Author Details
S.K. Aggarwal LL.B. (DU) FCA
Abha Aggarwal, Director
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